Consumer protection through law, regulation and statues

Published by under Wealth |

Head of GoldCore Wealth Management Marc Westlake has recently written an essay on the following subject for the Institute of Bankers post graduate Diploma in Financial Planning course

"Governance of the financial services industry,  through common law, statute and regulation; can benefit consumers at many levels, and imposes on Financial Planners a strong duty to take extra care in the conduct of their financial planning business". -EVALUATE
 

To read the essay please click on the picture.


(0) Comments  |  Add Comment